Building Knowledge for Climate Change in Urban Areas: integrated assessment for the Metropolitan Areas of Lisbon and Amsterdam

Building Knowledge for Climate Change in Urban Areas: integrated assessment for the Metropolitan Areas of Lisbon and Amsterdam

The impact of climate change in cities is particularly relevant for at least two central reasons: around half the world's population live in cities (UN, 2006); urban areas constitute social, political and economical centers. Any considerable changes on climatic variables (IPCC, 2007), as well as their intertwining consequences on the environment (ecological variables and natural resources), do have a strong impact on social and economical conditions (Adger and Vincent, 2005; Allenby and Fink, 2005).

Cities are not mere impact zones for climate change, though: their reach extends far outside its borders in terms of flows and materials (Dawson, 2007; Dawson et al, 2007; Warren, 2006) and, according to recent estimates, as much as 78% (Stern, 2007) to 80% (MunichRe, 2004) of global GHG emissions can be attributable to urban areas.

Urban areas become, in this sense, extremely powerful examples on how climate change confronts both the scientific and political communities on the production of integrated scientific assessments, as well as on the design and implementation of effective policy solutions. Integration should thus be seen as a key concept on climate change urban assessment.

Nevertheless, and despite recognition that cities are extremely significant impact zones for climate change, very few detailed analysis of city-scale impacts and policy options across multiple sectors have been conducted (OECD, 2007, 2008): London, New York and Boston seem to be the most relevant exceptions, where accurate estimates of potential impacts, partial quantitative and economic analysis, as well as adaptation options, have been considered.

The scientific community, on the other hand, firstly addressed policy analysis in the 1950's as the "policy sciences of democracy" (Deleon, 2006), or the attempt to produce scientific knowledge to improve democratic practice. Policy problems were seen as "technical questions, resolvable by the systematic application of technical expertise" (Moran et al, 2006), and a high sense of "mission to make a better world", as well as "an overwhelming confidence in our ability to measure and monitor" (idem:1), were significant references of it's "problem orientation".

Traces of that technocratic view still remain today but considerable changes were observed since the 1970's, resulting from policy failures in several public intervention domains (Moran, 2006). Contemporary intertwining of scientific expertise, formal political institutions and citizenry "have come to challenge the dominant perception of social and political ordering of the past century" (Hajer et al, 2005:1): the discrepancy between the existing institutional order and the actual practice of policy making is leading to an ‘institutional void' that comes hand in hand with ‘new emergent practices of governance' (Hajer, 2003).

How is policy analysis integrating such challenges? Seen as "the development and application of a variety of social-scientific insights to help resolve public problems via concrete policy interventions" (Hajer, 2003:181), policy analysis is today, as much as it was in the 1980's (Dryzek, 1982), a ‘divided and incoherent' field. Despite the contribution of some of the most influential macro-sociological analysis of contemporary societies, the transition from ‘problem orientation' to ‘process orientation' is still not consensual.

Assuming the interconnectedness of both dimensions (scientific assessment and policy design / implementation processes), this research project aims to produce an integrated assessment conceptual / methodological framework, combining available contributions from various disciplinary fields, as well as it's empirical confrontation in two distinct metropolitan areas: Lisbon and Amsterdam.

Estatuto: 
Entidade proponente
Financiado: 
Não
Keywords: 
Cities; Climate Change; Public Policies; Integrated Assessment.
The impact of climate change in cities is particularly relevant for at least two central reasons: around half the world's population live in cities (UN, 2006); urban areas constitute social, political and economical centers. Any considerable changes on climatic variables (IPCC, 2007), as well as their intertwining consequences on the environment (ecological variables and natural resources), do have a strong impact on social and economical conditions (Adger and Vincent, 2005; Allenby and Fink, 2005).

Cities are not mere impact zones for climate change, though: their reach extends far outside its borders in terms of flows and materials (Dawson, 2007; Dawson et al, 2007; Warren, 2006) and, according to recent estimates, as much as 78% (Stern, 2007) to 80% (MunichRe, 2004) of global GHG emissions can be attributable to urban areas.

Urban areas become, in this sense, extremely powerful examples on how climate change confronts both the scientific and political communities on the production of integrated scientific assessments, as well as on the design and implementation of effective policy solutions. Integration should thus be seen as a key concept on climate change urban assessment.

Nevertheless, and despite recognition that cities are extremely significant impact zones for climate change, very few detailed analysis of city-scale impacts and policy options across multiple sectors have been conducted (OECD, 2007, 2008): London, New York and Boston seem to be the most relevant exceptions, where accurate estimates of potential impacts, partial quantitative and economic analysis, as well as adaptation options, have been considered.

The scientific community, on the other hand, firstly addressed policy analysis in the 1950's as the "policy sciences of democracy" (Deleon, 2006), or the attempt to produce scientific knowledge to improve democratic practice. Policy problems were seen as "technical questions, resolvable by the systematic application of technical expertise" (Moran et al, 2006), and a high sense of "mission to make a better world", as well as "an overwhelming confidence in our ability to measure and monitor" (idem:1), were significant references of it's "problem orientation".

Traces of that technocratic view still remain today but considerable changes were observed since the 1970's, resulting from policy failures in several public intervention domains (Moran, 2006). Contemporary intertwining of scientific expertise, formal political institutions and citizenry "have come to challenge the dominant perception of social and political ordering of the past century" (Hajer et al, 2005:1): the discrepancy between the existing institutional order and the actual practice of policy making is leading to an ‘institutional void' that comes hand in hand with ‘new emergent practices of governance' (Hajer, 2003).

How is policy analysis integrating such challenges? Seen as "the development and application of a variety of social-scientific insights to help resolve public problems via concrete policy interventions" (Hajer, 2003:181), policy analysis is today, as much as it was in the 1980's (Dryzek, 1982), a ‘divided and incoherent' field. Despite the contribution of some of the most influential macro-sociological analysis of contemporary societies, the transition from ‘problem orientation' to ‘process orientation' is still not consensual.

Assuming the interconnectedness of both dimensions (scientific assessment and policy design / implementation processes), this research project aims to produce an integrated assessment conceptual / methodological framework, combining available contributions from various disciplinary fields, as well as it's empirical confrontation in two distinct metropolitan areas: Lisbon and Amsterdam.

Objectivos: 
Assuming the need to build valuable scientific knowledge on how to respond to climate change challenges in urban areas, this research project will focus on the interconnectedness between scientific and political communities, specifically concerning the production of scientific assessments and the design, implementation and evaluation of policy responses. In this sense it aims to accomplish five main objectives: building a conceptual / methodological framework; prospectively confronting this framework with the metropolitan areas of Lisbon and Amsterdam; designing an indicator database for science / policy assessment of climate change on both urban areas; proposing a set of guidelines and practical measures concerning integrated assessment of urban areas, as well as concrete policy initiatives; creating a web platform for information sharing and subsequent updating options.
State of the art: 
Global climate change: changing policy approaches <p>The emergence of climate change as a policy issue occurred in the 1980's resulting from recurrent scientific assessment providing reasonable evidence on the impact of human activities on regional and global climacteric conditions (IPCC, 2004). Consistency of such scientific arguments led the United Nations Development Program and the World Meteorological Organization to jointly create the Intergovernmental Panel on Climate Change in 1988, aiming to provide periodic state-of-the-art scientific evaluation. </p><p>The conceptual framework followed by the IPCC was grounded on the presumption that scientific research could be oriented, &quot;in linear fashion, to fill gaps in the existing knowledge base. Once the gaps were filled, and uncertainties either reduced or eliminated, policy makers could rationally apply the products of science to formulating policy responses.&quot; (Jasanoff et al, 1998). </p><p>A traditional conception of the relationship between science and policy-making was presumed sufficient for an effective response to such a large scale environmental problem: changes could be best understood by identifying a set of causal forces, both natural and social; mapping, measuring and analyzing those causes would contribute to predict their effects; aggregating them through large scale quantitative techniques of modeling would comprise a longitudinal perspective; using these inputs as policy variables would provide for sensitive and effective responses. </p><p>Nevertheless, it soon became clear that traditional policy-analytical approaches would not contain a problem of such dimension: scale, complexity and interconnectedness of the causes of climate change, as well as its consequences, &quot;tested science's incremental and discipline based approaches to investigating nature&quot; (idem:2); at the same time, it confronted the capacity of institutions, both national and international, to build policy consensus on the diagnosis, as well as on adequate measures to be followed.&nbsp; </p><p>As a response, the IPCC created three working groups that would provide, in the following decades, periodic reports on available scientific information on climate change (WG I), environmental and socio-economic impacts of climate change (WG II) and formulation of response strategies (WG III) . Underlying their constitution, as well as the development of their scientific programs, is the presumption that policy design and implementation processes must be submitted to scientific enquiry, especially when a large scale process of socio-political and economic change, as well as new forms of governance, are considered necessary. </p><p>Policy Analysis: analyzing governance systems We therefore propose three conceptual approaches to design a policy analysis framework for climate change, presuming its subsequent application to the urban areas of Lisbon and Amsterdam: </p><p>-Science &amp; Decision-making: social studies of science largely contributed to demystify the potential of linear and disciplinary based approaches to policy issues (Jasanoff et al, 1998); the diversity of scientific, argumentative, institutional and material resources at play in contemporary decision making processes create non-linear complex systems (Constanza et al, 2001), highly dependent on contextual variables and subject to value orientation (Flyvbjerg, 2001); sustainability issues increment the complexity of such variables, introducing the time frame as an essential component: confronted with knowledge limitations, policy analysis and policy making are required to deal with prediction in a time of uncertainty (particularly evident in climate change issues). </p><p>-Norms, Rules &amp; Institutions: transnational polycentric networks of governance, in which power is disperse, create an &lsquo;institutional void': &quot;there are no generally accepted rules and norms according to which policy making is to be conducted&quot; (Hajer, 2003:175); environmental problems and policies combine the &lsquo;institutional void' with the complexity of the human - ecosystem relationship (Constanza et al, 2001); transition from &lsquo;classical-modernist' governance systems to deliberative governance (Hajer et al, 2003; Fung et al, 2003), self governance (Ostrom, 1990; Hess et Ostrom, 2002) or global governance (Kaul et al, 1999) is confronting both policy makers and policy analysts on the processes of institutional capacity building and design with scale, quality and linkage issues. </p><p>-Information &amp; Communication: group size, as well as mutually perceived action between social actors, were identified in 1968 as key variables for collective action (Olson, 1971); from the analyst's perspective, &lsquo;collaborative dialogue' in policy making is addressed today as a gap filling process concerning the &lsquo;institutional void' (Connick et al, 2003; Healey, 1997); on the other hand, the perception that complex systems can adapt to rapid change and even move to higher levels of performance has introduced new insight on collective action analysis (Connick et al, 2003): biological, economical, political and social elements are mutually dependent and determine the success or failure of resource management systems (Ostrom, 2002); linkage becomes, therefore, a central issue on policy making and policy analysis, thus bringing communication and information studies to the realm of policy analysis agenda (Booher et al, 2002; Innes, 1998). </p><p>&nbsp;</p>
Parceria: 
Não Integrado
Coordenador ICS 
Referência externa 
PROJ23/2010
Data Inicio: 
01/06/2009
Data Fim: 
01/06/2012
Duração: 
36 meses
Concluído